Investment Banking > Recent Transactions
Investment Banking:
Selected Transactions
| Company | Type | Transaction | Deal Size | Role | Sector |
| Fifth Street Finance Corp | Public | Secondary Offering | $92,000,000 | Co-Manager | Financial Services |
| XOS Digital, Inc. | Private | Recapitalization | $42,910,000 | Sole Placement Agent | Media & Technology |
| Fifth Street Finance Corp | Public | Secondary Offering | $78,400,000 | Co-Manager | Financial Services |
| NeoStem, Inc. | Public | Secondary Offering | $6,700,000 | Co-Manager | Pharmaceutical |
| ImmunoCellular Thera., Ltd | Public | Private Placement | $2,700,000 | Sole Placement Agent | Pharmaceutical |
| Wafergen Biosystems, Inc. | Public | Private Placement | $7,000,000 | Lead Placement Agent | Medical Device |
| Surgivision, Inc. | Private | Convertible Debt | $5,000,000 | Sole Placement Agent | Medical Device |
| Lehr, Inc. | Private | Series A Preferred | $5,000,000 | Sole Placement Agent | Consumer Products |
| Fifth Street Finance Corp | Public | Secondary Offering | $76,310,000 | Co-Manager | Financial Services |
| ARA Asset Management, Ltd. | Private | Private Placement | $1,630,000,000 | Sole Placement Agent | REIT |
| Niko Resources, Ltd. | Public | Secondary Offering | $500,010,000 | Co-Manager | Energy |
| Goldbrook Ventures, Inc. | Public | Private Placement | $16,000,000 | Co-Placement Agent | Mining |
| Virnetx Holding Corp | Public | IPO | $14,000,000 | Sole Underwriter | Technology |
| MiMedx Group | Public | Private Placement | $16,000,000 | Sole Placement Agent | Medical Device |
| Surgivision | Private | Private Placement | $8,000,000 | Sole Placement Agent | Medical Device |
| Chesapeake Energy Corp | Public | Secondary Offering | $726,250,000 | Co-Manager | Energy |
| DARA Biosciences, Inc | Public | Private Placement | $12,000,000 | Sole Placement Agent | Biotechnology |
| Great Eastern Energy Corp | Public | IPO | $34,000,000 | Sole Placement Agent | Energy |
| Chesapeake Energy Corp | Public | Secondary Offering | $629,200,000 | Co-Manager | Energy |
| Southern Union Company | Public | Secondary Offering | $206,200,000 | Co-Manager | Energy |
| InfoSonics Corp. | Public | IPO | $12,000,000 | Lead-Manager | Technology |
| CytRx Corp | Public | Private Placement | $8,700,000 | Sole Placement Agent | Biotechnology |
